Yi Wu serves as an Executive Director in Firm Risk Management at Morgan Stanley, where he leads the Risk Process Validation Group on a global scale. With over 20 years of experience in Risk Management and Internal Controls, Yi has honed his expertise at both...
Yi Wu serves as an Executive Director in Firm Risk Management at Morgan Stanley, where he leads the Risk Process Validation Group on a global scale. With over 20 years of experience in Risk Management and Internal Controls, Yi has honed his expertise at both leading investment banks and Big Four firms, making him a pivotal figure in the financial services industry. His role involves spearheading the independent control validation program, which is crucial for assessing the adequacy and effectiveness of internal controls that underpin capital planning, regulatory compliance, and senior management decision-making.
Under Yi's leadership, the FRM global independent control validation program covers a comprehensive range of risk areas, including Credit Risk, Market Risk, and other relevant risk strips. His deep understanding of risk-based independent controls assessment allows him to ensure data integrity and compliance with regulatory requirements, ultimately supporting the firm's strategic objectives. Yi's proficiency in risk modeling and controls assessment not only enhances the robustness of the firm’s risk management framework but also fosters a culture of accountability and transparency within the organization.
In addition to his technical skills, Yi's ability to communicate complex risk concepts to senior management and stakeholders is instrumental in driving informed decision-making. His commitment to continuous improvement and operational excellence positions him as a thought leader in the field, making significant contributions to the evolution of risk management practices at Morgan Stanley. As the financial landscape continues to evolve, Yi Wu remains at the forefront, leveraging his extensive experience to navigate emerging risks and ensure the firm’s resilience in an increasingly complex regulatory environment.