Vi Smalley serves as the Group General Counsel and Corporate Secretary at Conning Holdings Limited, where she plays a pivotal role in overseeing the legal and compliance frameworks that support the firm’s global operations in institutional asset management. With investment centers strategically located in the...
Vi Smalley serves as the Group General Counsel and Corporate Secretary at Conning Holdings Limited, where she plays a pivotal role in overseeing the legal and compliance frameworks that support the firm’s global operations in institutional asset management. With investment centers strategically located in the US, UK, EU, and Hong Kong, Vi's expertise in securities regulation, corporate finance, and investment management is instrumental in navigating the complexities of international law and finance.
In her capacity as General Counsel, Vi is responsible for providing legal advice across a broad spectrum of activities, including mergers and acquisitions (M&A), employment contracts, and human resources matters. Her leadership extends to ensuring legal compliance across all affiliates, such as Octagon Credit Investors, Global Evolution, and Pearlmark Real Estate, which enhances the firm’s operational integrity and mitigates risk.
Vi is particularly passionate about promoting diversity within the corporate landscape, with a specific focus on advancing qualified professional women to C-suite positions. This commitment not only reflects her values but also aligns with Conning's broader mission of fostering an inclusive workplace culture. Through mentorship and advocacy, she actively supports initiatives aimed at empowering women in finance and legal sectors, ensuring that the next generation of leaders is well-equipped to thrive in the competitive landscape of asset management. Vi's multifaceted role at Conning, combined with her dedication to professional development, positions her as a key influencer in both the legal and financial industries.
