Steve Appelson serves as an Executive Director in the Compliance division at JPMorgan Chase, where he plays a pivotal role in ensuring that the firm adheres to regulatory standards across its technology and operations sectors. With a robust background in finance and risk management, Steve...
Steve Appelson serves as an Executive Director in the Compliance division at JPMorgan Chase, where he plays a pivotal role in ensuring that the firm adheres to regulatory standards across its technology and operations sectors. With a robust background in finance and risk management, Steve specializes in regulatory reporting, leveraging his expertise to navigate the complexities of compliance in an ever-evolving financial landscape. His proficiency in tools such as the MS Office Suite, particularly Excel and Access, enhances his ability to analyze data and generate comprehensive reports that meet stringent regulatory requirements.
At JPMorgan Chase, Steve is currently spearheading key projects that focus on enhancing the firm's compliance framework, particularly in the areas of equities, equity derivatives, and commodities. His deep understanding of operational risk management allows him to identify potential compliance gaps and implement effective strategies to mitigate them. Additionally, Steve’s experience with Broadridge and Business Objects equips him with the technical acumen necessary to streamline reporting processes and improve operational efficiencies.
Steve is also committed to fostering a culture of compliance within the organization, conducting training sessions that empower team members with the knowledge and skills needed to navigate regulatory challenges. His leadership in managing futures and exchange-traded derivatives further underscores his comprehensive grasp of the financial markets. As a thought leader in compliance, Steve Appelson continues to contribute significantly to JPMorgan Chase’s mission of maintaining the highest standards of integrity and transparency in its operations.
