Staci Compagno, as the Chief Compliance Officer and Co-Founder of Portside Wealth Group, brings over 22 years of extensive experience in the financial sector, making her a pivotal figure in the firm’s commitment to regulatory excellence and client service. With a robust foundation in compliance,...
Staci Compagno, as the Chief Compliance Officer and Co-Founder of Portside Wealth Group, brings over 22 years of extensive experience in the financial sector, making her a pivotal figure in the firm’s commitment to regulatory excellence and client service. With a robust foundation in compliance, Staci has successfully earned multiple licenses, including Series 7, 63, 24, 53, and 66, alongside her prestigious Certified Regulatory Compliance Professional (CRCP) designation from FINRA. Her expertise encompasses a wide range of specialties, including internal training of registered representatives, compliance testing, and the development of internal controls that ensure adherence to regulatory standards.
At Portside Wealth Group, Staci plays an instrumental role in leading key projects that enhance the firm’s compliance framework and operational efficiency. Her strong organizational skills and adept problem-solving abilities enable her to navigate the complexities of the financial landscape, ensuring that the firm not only meets but exceeds regulatory requirements. Staci’s focus on business process improvement has led to the implementation of innovative compliance strategies that bolster the firm’s internal audit processes and overall governance.
Staci’s client-centric approach extends to both internal and external stakeholders, fostering a culture of transparency and trust within the organization. By prioritizing compliance as a cornerstone of Portside Wealth Group’s operations, she ensures that the firm remains a trusted partner for its clients while navigating the evolving regulatory environment. Her leadership and dedication to maintaining high standards of compliance position Portside Wealth Group as a forward-thinking advisory firm committed to excellence in financial services.
