Srinivasan Sethuraman is a seasoned Principal at Infosys Consulting, where he leverages his extensive expertise in capital markets to drive transformative initiatives within the financial services sector. With a robust background in Cash Equities, Investment Advisory, and Relationship Management, Srinivasan excels at bridging the gap...
Srinivasan Sethuraman is a seasoned Principal at Infosys Consulting, where he leverages his extensive expertise in capital markets to drive transformative initiatives within the financial services sector. With a robust background in Cash Equities, Investment Advisory, and Relationship Management, Srinivasan excels at bridging the gap between technology and business needs. His current role involves managing and collaborating with clients' Risk & Compliance Groups, focusing on compliance reporting and ensuring adherence to stringent Financial Industry Regulatory Authority (FINRA) regulations.
Srinivasan is instrumental in navigating complex regulatory inquiries from the Securities and Exchange Commission (SEC), showcasing his adeptness in regulatory compliance and risk management. A key aspect of his work involves transitioning traditional Regulatory and Compliance business functions to a new Cloud Architecture model, which not only enhances operational efficiency but also positions clients to leverage innovative technologies for future growth.
His approach is characterized by a balanced combination of structured, logical thinking and hands-on operational knowledge, enabling him to tackle challenging business and functional problems effectively. Srinivasan's proven track record in delivering significant results is underscored by his skills in solution architecture, software project management, and quality assurance. His creative problem-solving abilities and expertise in automation further empower him to implement robust solutions that drive value for clients in an ever-evolving financial landscape. As a thought leader in the industry, Srinivasan continues to shape the future of compliance and risk management through strategic insights and actionable solutions.
