As the Director of Markets Risk and Control at Barclays Investment Bank, Spencer Green plays a pivotal role in safeguarding the integrity of trading operations through robust risk management frameworks and innovative control mechanisms. With a wealth of experience in implementing e-communication, voice, and cross-product...
As the Director of Markets Risk and Control at Barclays Investment Bank, Spencer Green plays a pivotal role in safeguarding the integrity of trading operations through robust risk management frameworks and innovative control mechanisms. With a wealth of experience in implementing e-communication, voice, and cross-product trade controls, Spencer leads a dynamic team of data scientists and control professionals dedicated to developing and operating sophisticated analytical and behavioral controls. His expertise is instrumental in navigating the complexities of the financial services landscape, ensuring compliance with regulatory requirements while enhancing operational efficiency.
In his current position, Spencer serves as the primary lead for the 1st Line of Defense, overseeing critical functions such as e-communication, voice recording, and transaction controls. His collaborative approach involves engaging with key stakeholders across the Front Office, IT, and Audit teams to foster a culture of transparency and accountability. Notable projects under his leadership include the management of controls for chat rooms, voice recording, and Trader Mandate compliance, as well as initiatives addressing Debt Research, AP Certification, and Stays and Bail-In regulations.
Spencer’s background in payments, combined with his strong skills in team management, analytics, and project management, positions him as a thought leader in risk governance. His commitment to training and development ensures that his team remains at the forefront of industry best practices, enabling Barclays to effectively mitigate risks while driving business growth. With a keen eye for emerging trends in risk management, Spencer continues to enhance Barclays’ reputation as a leader in the financial services sector.
