Scott Polter serves as the Director of Trading Operations and Investment Compliance at National Philanthropic Trust (NPT), where he plays a pivotal role in shaping the organization’s compliance and trading strategies. With over two decades of experience in the financial services industry, Scott brings a...
Scott Polter serves as the Director of Trading Operations and Investment Compliance at National Philanthropic Trust (NPT), where he plays a pivotal role in shaping the organization’s compliance and trading strategies. With over two decades of experience in the financial services industry, Scott brings a wealth of knowledge in overseeing operations and compliance across wealth management, broker-dealer, and financial technology sectors. His leadership is instrumental in managing NPT’s extensive portfolio of over $40 billion in assets, ensuring that the organization adheres to the highest standards of regulatory compliance while effectively serving affluent donors and financial institutions.
In his current role, Scott has established a robust framework for trading operations that not only enhances operational efficiency but also aligns with NPT’s mission to facilitate philanthropic giving through Donor Advised Funds. His expertise in strategic planning and investments allows him to navigate the complexities of private equity and asset management, ensuring that NPT’s investment strategies are both compliant and aligned with donor objectives. Scott’s commitment to client success is evident in his proactive approach to customer relationship management, where he fosters strong partnerships with donors and financial advisors alike.
Moreover, Scott’s experience as a Chief Operating Officer and Chief Compliance Officer equips him with a unique perspective on vendor management and talent acquisition, enabling him to build high-performing teams that drive operational excellence. His strategic insights and dedication to compliance not only safeguard NPT’s operations but also enhance the overall donor experience, making him a key asset in the organization’s mission to promote philanthropy.
