Mike N. serves as the Managing Director of Technology at Guggenheim Partners, where he leverages his extensive expertise in financial technology to drive innovation and operational excellence across the firm's investment management business. With a robust background in managing investment, trading, clearing, and custody operations,...
Mike N. serves as the Managing Director of Technology at Guggenheim Partners, where he leverages his extensive expertise in financial technology to drive innovation and operational excellence across the firm's investment management business. With a robust background in managing investment, trading, clearing, and custody operations, Mike is adept at navigating the complexities of the financial landscape. His role encompasses overseeing both on-premises and Azure cloud systems, ensuring that the technological infrastructure supports seamless integration from front office to back office functions, including execution, clearing, settlement, accounting, and performance reporting.
At Guggenheim, Mike leads a talented team focused on data engineering, application development, reporting analytics, and system support, fostering a collaborative environment that encourages the delivery of cutting-edge solutions. He is particularly skilled in building and maintaining proprietary systems that interface with industry-leading platforms such as BlackRock’s Aladdin and State Street’s ePAM accounting system. His strategic approach to vendor management and IT strategy has been instrumental in enhancing operational efficiencies and compliance within broker-dealer operations.
Mike's leadership is characterized by a commitment to delivering results in challenging environments, where he regularly implements innovative control systems and trading solutions. His comprehensive understanding of finance, operations, and technology positions him as a key player in driving Guggenheim Partners' mission to provide exceptional investment services. With a focus on continuous improvement and strategic alignment, Mike N. is dedicated to advancing the firm’s technological capabilities and ensuring that they remain at the forefront of the financial services industry.