Michael Moriarty serves as the Head of Regulatory Oversight and Compliance at Build America Mutual Assurance Company, where he plays a pivotal role in ensuring that the organization adheres to the complex landscape of state insurance laws governing financial guaranty insurers. With a robust background...
Michael Moriarty serves as the Head of Regulatory Oversight and Compliance at Build America Mutual Assurance Company, where he plays a pivotal role in ensuring that the organization adheres to the complex landscape of state insurance laws governing financial guaranty insurers. With a robust background in the financial services industry, Michael leverages his expertise in Enterprise Risk Management and Regulatory Compliance to navigate the intricacies of compliance frameworks that impact the insurer's operations and strategic initiatives.
In his current role, Michael is instrumental in overseeing key projects that enhance the company's compliance posture, including the implementation of advanced compliance monitoring systems and the development of comprehensive training programs for staff on regulatory requirements. His adeptness in managing relationships with regulatory bodies ensures that Build America Mutual not only meets but exceeds compliance expectations, thereby fostering trust and transparency in its operations.
Michael's proficiency in areas such as Reinsurance, Capital Markets, and Securities further enriches his contributions to the organization. He utilizes his analytical skills, particularly in Excel, to assess financial risks and develop policies that mitigate potential compliance issues. Additionally, his experience in Mergers & Acquisitions and Alternative Risk Transfer equips him with a unique perspective on how regulatory changes can impact strategic business decisions.
Overall, Michael Moriarty's commitment to regulatory excellence and his strategic approach to compliance make him a key asset to Build America Mutual, positioning the company for sustainable growth in a highly regulated industry. His leadership not only safeguards the organization against regulatory risks but also enhances its reputation as a reliable partner in the financial services sector.