Lisa Ashton serves as the Senior Vice President and Enterprise Risk Senior Advisor at M&T Bank, where she leverages over 30 years of extensive experience in the financial industry, particularly in Conduct Risk and Regulatory Compliance. In her current role, Lisa is instrumental in providing...
Lisa Ashton serves as the Senior Vice President and Enterprise Risk Senior Advisor at M&T Bank, where she leverages over 30 years of extensive experience in the financial industry, particularly in Conduct Risk and Regulatory Compliance. In her current role, Lisa is instrumental in providing Independent Risk Management services that align with both management and regulatory expectations. She specializes in designing, implementing, and administering comprehensive policies, procedures, processes, and controls that underpin the bank's Conduct Risk Management Program. This involves a meticulous application of the Bank's Enterprise Risk Framework to ensure robust governance and risk mitigation strategies.
Lisa's expertise encompasses a wide array of regulatory frameworks, including Regulation W, Regulation O, Volcker Rule, and OSFI Law for Foreign Bank Branches. Her deep understanding of these regulations allows her to serve as the primary point of contact for the Conduct Risk Program, where she plays a pivotal role in fostering a culture of compliance and risk awareness across the organization. Key projects under her leadership have included the enhancement of internal controls and the development of training programs aimed at elevating the bank's risk management capabilities.
With a strong foundation in financial risk, credit risk, and portfolio management, Lisa's analytical skills and strategic insight enable her to navigate complex regulatory landscapes effectively. Her commitment to excellence in risk management not only safeguards the bank's interests but also contributes to the overall integrity of the financial system. As a trusted advisor, Lisa Ashton continues to drive initiatives that bolster M&T Bank's reputation as a leader in responsible banking practices.
