Julie Petrow-Cohen serves as Vice President and Senior Compliance Advisor at Raymond James, where she leverages over twenty years of extensive experience in the financial services sector to ensure regulatory adherence and enhance client solutions. In her current role, she oversees compliance for the Private...
Julie Petrow-Cohen serves as Vice President and Senior Compliance Advisor at Raymond James, where she leverages over twenty years of extensive experience in the financial services sector to ensure regulatory adherence and enhance client solutions. In her current role, she oversees compliance for the Private Institutional Client (PIC) business within the Global Wealth Solutions Division, focusing on institutional and ultra-high-net-worth clients. Her expertise extends to managing the NFA/CFTC Compliance Program for OTC derivatives, including FX forwards and options, within the Private Client Group.
Julie’s strategic approach involves partnering with senior management to evaluate and develop innovative products and services that align with the evolving regulatory landscape. Her ability to lead multi-disciplinary teams has resulted in a proven track record of successfully navigating complex compliance challenges while fostering a culture of integrity and accountability.
Her deep knowledge of securities, investment management, and private banking enables her to craft tailored solutions that meet the unique needs of her clients. Julie’s proficiency in capital markets and fixed income further enhances her capability to provide strategic financial planning and investment banking insights. As she continues to drive compliance excellence at Raymond James, her commitment to upholding the highest standards of regulatory compliance remains a cornerstone of her professional ethos, ensuring that the firm not only meets but exceeds industry expectations.
