As the Chief Compliance Officer at Hedge Pro, John Dillon leverages over 20 years of extensive experience in the financial services industry to ensure that the firm adheres to the highest standards of regulatory compliance. His background as a former FINRA regulator equips him with...
As the Chief Compliance Officer at Hedge Pro, John Dillon leverages over 20 years of extensive experience in the financial services industry to ensure that the firm adheres to the highest standards of regulatory compliance. His background as a former FINRA regulator equips him with a unique perspective on navigating the complexities of securities regulations and compliance requirements. At Hedge Pro, a pioneering fintech venture-backed by significant investment, John plays a crucial role in shaping the firm’s compliance framework, which is essential for fostering trust and transparency in the innovative space of pooled investment strategies.
John is currently spearheading several key projects aimed at enhancing the firm’s policies and procedures related to investment advisory services. His focus on regulatory compliance not only safeguards the firm against potential risks but also empowers clients to engage in informed investing. By implementing robust risk management strategies and ensuring adherence to SEC regulations, he helps create a secure environment for both individual and group investors.
In addition to his regulatory expertise, John is committed to fostering a culture of compliance within the organization. He actively collaborates with cross-functional teams to develop interactive learning resources that educate clients about investment strategies and regulatory obligations. His strong analytical and communication skills enable him to convey complex compliance issues in an accessible manner, ensuring that all stakeholders are well-informed. As Hedge Pro continues to innovate in the fintech space, John’s leadership in compliance will be pivotal in navigating the evolving regulatory landscape, ultimately driving the firm’s mission of enabling collaborative investing experiences.
