John Capone is a seasoned professional with over 30 years of extensive experience on Wall Street, currently serving as Vice President of Anti-Money Laundering (AML) Compliance at JP Morgan. In this pivotal role, he leverages his deep expertise in compliance, financial crimes, and operational risk...
John Capone is a seasoned professional with over 30 years of extensive experience on Wall Street, currently serving as Vice President of Anti-Money Laundering (AML) Compliance at JP Morgan. In this pivotal role, he leverages his deep expertise in compliance, financial crimes, and operational risk management to safeguard the integrity of financial transactions and uphold regulatory standards. John is instrumental in developing and implementing robust AML strategies that not only mitigate risks but also enhance the bank's reputation in the global financial landscape.
His current projects focus on refining the bank's AML frameworks, ensuring they are aligned with evolving regulations and industry best practices. He leads cross-functional teams to conduct comprehensive risk assessments, identify potential vulnerabilities, and implement effective controls. John's proficiency in compliance extends to various areas, including prime brokerage, equity finance, and correspondent clearing, where he applies his knowledge of Regulation SHO and restricted securities to navigate complex regulatory environments.
John’s strategic vision is complemented by his strong background in client relationship management and project management, enabling him to foster collaboration across departments and drive initiatives that enhance operational efficiency. His skills in derivatives and alternative investments further enrich his contributions, as he adeptly addresses the unique compliance challenges posed by these financial products. As a Series 7 licensed professional, John remains committed to continuous learning and adaptation in the fast-paced financial services sector, ensuring that JP Morgan not only meets compliance obligations but also sets the standard for excellence in AML practices.
