As the Founder and Managing Partner of TRADEliance, LLC, Jesy Leblanc leverages her extensive background in trading compliance and operations to provide invaluable consulting services to broker-dealer and investment advisory firms. With a keen focus on enhancing trading operations and ensuring regulatory compliance, Jesy has...
As the Founder and Managing Partner of TRADEliance, LLC, Jesy Leblanc leverages her extensive background in trading compliance and operations to provide invaluable consulting services to broker-dealer and investment advisory firms. With a keen focus on enhancing trading operations and ensuring regulatory compliance, Jesy has positioned TRADEliance as a trusted partner in the capital markets landscape. Her expertise encompasses a wide array of critical areas, including TRACE Trade Reporting, MSRB Trade Reporting, and Best Execution practices, which are essential for firms navigating the complexities of financial regulation.
Jesy’s current projects reflect her commitment to empowering clients through tailored solutions that address their unique challenges. She leads initiatives in developing robust policies and procedures, conducting thorough Trade Confirmation Reviews, and executing Reasonableness of Compensation Reviews to ensure that firms maintain compliance while optimizing their trading strategies. Her hands-on approach to Capital Markets Trading Compliance not only enhances operational efficiency but also fosters a culture of accountability and transparency within her clients’ organizations.
With a skill set that includes Equity Trading, Active Trading, and a deep understanding of both Fixed Income and Options markets, Jesy is adept at guiding firms through the intricacies of supervisory systems and trading technologies. Her dedication to excellence in financial regulation and her ability to navigate the evolving landscape of capital markets make her an invaluable resource for firms seeking to enhance their trading operations and compliance frameworks. Jesy Leblanc’s leadership at TRADEliance exemplifies a commitment to fostering sustainable growth and regulatory adherence in the financial industry.
