Jaswinder Goraya currently serves as Vice President of Corporate Actions/Transactions Structuring & Execution at BNY Mellon, where he leverages his extensive expertise in corporate actions to drive successful outcomes for clients. With a strong foundation in customer service, problem-solving, and analytical skills, Jaswinder excels in...
Jaswinder Goraya currently serves as Vice President of Corporate Actions/Transactions Structuring & Execution at BNY Mellon, where he leverages his extensive expertise in corporate actions to drive successful outcomes for clients. With a strong foundation in customer service, problem-solving, and analytical skills, Jaswinder excels in managing both routine and complex corporate action transactions. His role involves collaborating closely with clients, relationship managers, and internal and external counsel to ensure seamless execution of corporate actions such as forward and reverse splits, rights sales, name changes, and security sales.
A key aspect of Jaswinder's responsibilities includes coordinating with major stock exchanges like the London Stock Exchange (LSE), New York Stock Exchange (NYSE), NASDAQ, and Over-the-Counter (OTC) markets, as well as liaising with transfer agents and global sub-custodians. His ability to communicate effectively across various stakeholders is crucial in announcing, settling, and completing transactions, ensuring that all parties are aligned and informed throughout the process.
Jaswinder's proficiency in formatting SWIFT messages and understanding settlement processes further enhances his capability to manage complex financial transactions. His fast-learning nature and adaptability to changing environments enable him to navigate the dynamic landscape of corporate finance with ease. Through his work at BNY Mellon, Jaswinder not only contributes to the operational efficiency of corporate actions but also plays a pivotal role in fostering strong relationships within the financial ecosystem, ultimately driving value for clients and stakeholders alike.
