Ian Connors serves as a Senior Manager in IT Risk & Compliance within the Technology Risk and Cybersecurity Compliance (TRACC) team at Charles Schwab, where he plays a pivotal role in ensuring the organization meets its compliance obligations under the Sarbanes-Oxley Act (SOx) and various...
Ian Connors serves as a Senior Manager in IT Risk & Compliance within the Technology Risk and Cybersecurity Compliance (TRACC) team at Charles Schwab, where he plays a pivotal role in ensuring the organization meets its compliance obligations under the Sarbanes-Oxley Act (SOx) and various regulatory frameworks. With a robust background in enterprise risk management and internal audit, Ian leads the IT compliance initiatives that safeguard the integrity of Schwab’s technology services. His expertise extends to managing regulatory examination activities, where he collaborates closely with stakeholders across all three lines of defense to ensure comprehensive risk assessment and mitigation strategies are in place.
In his current role, Ian is instrumental in fostering a culture of compliance and risk awareness within the organization. He leverages his strong communication and presentation skills to effectively convey complex compliance requirements to diverse audiences, ensuring that all team members are aligned with Schwab's risk management objectives. His leadership in process improvement initiatives has not only streamlined compliance workflows but also enhanced the overall efficiency of the TRACC team.
As a former President of the ISACA North Texas chapter, Ian brings a wealth of knowledge and a network of industry connections that bolster his ability to stay ahead of emerging risks in the financial services sector. His commitment to continuous learning and professional development is evident in his proactive approach to addressing regulatory changes and evolving cybersecurity threats. Through his strategic vision and hands-on management style, Ian Connors is a key asset to Charles Schwab, driving IT risk compliance efforts that protect the organization and its clients.
