Henrique Autran currently serves as the Executive Director of Wealth Management Financial Crimes Risk at Morgan Stanley, where he leverages over 20 years of extensive experience in compliance and financial crimes prevention across various sectors, including Consumer Banking, Corporate Investment Banking, and Wealth Management. In...
Henrique Autran currently serves as the Executive Director of Wealth Management Financial Crimes Risk at Morgan Stanley, where he leverages over 20 years of extensive experience in compliance and financial crimes prevention across various sectors, including Consumer Banking, Corporate Investment Banking, and Wealth Management. In this pivotal role, Henrique is responsible for overseeing the firm’s financial crimes risk framework, ensuring adherence to critical regulations such as the Bank Secrecy Act (BSA), Anti-money Laundering (AML) laws, and the USA PATRIOT Act. His expertise in Customer Due Diligence (CDD) and the Office of Foreign Assets Control (OFAC) positions him as a key player in safeguarding the firm’s operations against potential financial crimes.
Henrique is currently spearheading several high-impact projects aimed at enhancing compliance protocols and risk assessment methodologies within the Wealth Management division. His strategic initiatives focus on integrating advanced analytics and technology to streamline compliance processes, thereby improving operational efficiency and reducing exposure to fraud and other financial crimes. With a robust background in banking and asset management, he excels in problem-solving and business analysis, enabling him to navigate complex regulatory landscapes effectively.
His international background enriches his perspective, allowing him to understand and address the nuances of global financial regulations. Henrique's commitment to fostering a culture of compliance and risk awareness within the organization not only protects the firm’s reputation but also enhances client trust and satisfaction. As a thought leader in the field, he continues to advocate for innovative compliance solutions that align with the evolving landscape of financial regulations.
