Frank Mancuso is a seasoned professional with over 25 years of experience in the financial services industry, currently serving as the Managing Director - Capital Markets Regulatory Engagement Lead at Citi. In this pivotal role, Frank is at the forefront of developing and implementing comprehensive...
Frank Mancuso is a seasoned professional with over 25 years of experience in the financial services industry, currently serving as the Managing Director - Capital Markets Regulatory Engagement Lead at Citi. In this pivotal role, Frank is at the forefront of developing and implementing comprehensive regulatory engagement strategies that align with the evolving landscape of capital markets regulations, including oversight from the SEC, FINRA, NFA, and CFTC. His extensive expertise in risk management and compliance enables him to navigate the complexities of regulatory frameworks while ensuring operational efficiency across back office, middle office, and front office functions.
Frank's current projects focus on fostering collaboration with key regulatory bodies such as the Federal Reserve Bank (FRB), Office of the Comptroller of the Currency (OCC), and the Federal Deposit Insurance Corporation (FDIC). By coordinating with senior leads in regulatory engagement, he is instrumental in crafting strategies that not only meet compliance requirements but also enhance the overall risk assessment processes within the organization. His strong analytical skills and business acumen allow him to identify potential regulatory challenges and develop proactive solutions that mitigate risks.
In addition to his technical expertise, Frank is recognized for his exceptional presentation and communication skills, which are vital in articulating complex regulatory concepts to diverse stakeholders. His commitment to excellence in regulatory submissions and auditing processes further underscores his dedication to maintaining the highest standards of compliance. As a leader in capital markets regulatory engagement, Frank Mancuso continues to drive Citi's strategic initiatives, ensuring that the firm remains at the forefront of regulatory compliance while fostering a culture of transparency and accountability.
