Chief Regulatory and Policy Officer at
Municipal Securities Rulemaking Board
in August 2023 to Present
Of Counsel, Finance Department – Public Finance/Municipal Securities Regulation and Enforcement at
Ballard Spahr LLP
in January 2022 to January 2023
Acting Director/Senior Counsel to the Director, Office of Municipal Securities at
U.S. Securities and Exchange Commission
in January 2019 to January 2022
Ernesto Lanza Education
University of Pennsylvania Law School, JD, January 1985 to January 1988
Harvard University, BA, January 1981 to January 1985
Harvard University, John F. Kennedy School of Government, Executive Program