Emily Silva currently serves as the Director of Asset Management Risk and Compliance at Wilmington Trust, where she plays a pivotal role in ensuring that the firm’s Asset Management Group adheres to the highest standards of regulatory compliance. With over 15 years of experience in...
Emily Silva currently serves as the Director of Asset Management Risk and Compliance at Wilmington Trust, where she plays a pivotal role in ensuring that the firm’s Asset Management Group adheres to the highest standards of regulatory compliance. With over 15 years of experience in the financial services industry, Emily has developed a robust expertise in compliance and risk management, particularly within the realms of investment advisory and securities regulation. Her previous roles as Chief Compliance Officer and consultant for several SEC-registered investment advisers have equipped her with a deep understanding of the complexities involved in managing compliance for hedge funds, private equity funds, and institutional investors.
In her current position, Emily oversees a dedicated team of compliance professionals who implement comprehensive compliance programs tailored to the unique needs of the Asset Management Group. This includes leading the Advertising Compliance Group and serving as the primary compliance contact for Wilmington Trust's three SEC-registered investment advisors. A key focus of her role is ensuring that both the Wealth Management and Asset Management Groups are fully compliant with the new SEC Marketing Rule, a critical regulatory update that impacts how investment firms communicate with clients and prospects.
Emily’s extensive knowledge of FINRA regulations, mutual funds, alternative investments, and securities compliance positions her as a trusted leader in the industry. Her proactive approach to risk management not only safeguards the firm against regulatory pitfalls but also fosters a culture of compliance that enhances the firm’s reputation among high-net-worth individuals and institutional clients alike. Through her strategic leadership, Emily continues to drive initiatives that align compliance with business objectives, ensuring that Wilmington Trust remains at the forefront of industry standards and practices.
