Elliott Retelle serves as the Vice President of Wealth Management Technology and Policy Regulatory Director at RBC Wealth Management, where he leverages over fifteen years of extensive experience in compliance and regulatory oversight. In his current role, Elliott is pivotal in advising the US Wealth...
Elliott Retelle serves as the Vice President of Wealth Management Technology and Policy Regulatory Director at RBC Wealth Management, where he leverages over fifteen years of extensive experience in compliance and regulatory oversight. In his current role, Elliott is pivotal in advising the US Wealth Management Technology platform on a myriad of regulatory and internal policy requirements. His expertise spans critical areas such as Salesforce integration, Artificial Intelligence applications, Performance Reporting, and Account Opening tools, ensuring that technology solutions are not only innovative but also compliant with the ever-evolving regulatory landscape.
Elliott's collaborative approach is instrumental in bridging the gap between technology and compliance. He works closely with Business Risk, Legal, and Compliance teams to prioritize and implement technology enhancements that align with both regulatory and enterprise requirements. His leadership in these initiatives not only mitigates risk but also enhances operational efficiency, allowing RBC Wealth Management to maintain a competitive edge in the financial services sector.
With a strong foundation in legal practice, evidenced by his admission to the Minnesota Bar and a suite of industry certifications including Series 7, Series 9/10, Series 14, Series 24, and Series 66, Elliott possesses a unique blend of legal acumen and technical expertise. His skills in legal research, writing, and litigation further bolster his ability to navigate complex regulatory frameworks, making him a trusted advisor in the field. As he continues to lead efforts in implementing robust compliance strategies, Elliott remains committed to fostering a culture of integrity and accountability within the organization.
