As the Managing Director and Head of Governance, Risk, and Compliance Practice at Oyster Consulting, LLC, Edward Wegener plays a pivotal role in shaping the compliance landscape for financial services firms. With over 22 years of extensive experience in regulatory risk management and compliance leadership,...
As the Managing Director and Head of Governance, Risk, and Compliance Practice at Oyster Consulting, LLC, Edward Wegener plays a pivotal role in shaping the compliance landscape for financial services firms. With over 22 years of extensive experience in regulatory risk management and compliance leadership, Edward is adept at navigating the complexities of the financial industry, particularly in areas such as securities regulation, anti-money laundering, and fraud investigations. His expertise is instrumental in guiding broker/dealers, registered investment advisors, and investment funds through the intricate web of regulatory requirements, ensuring they not only meet compliance standards but also optimize their operational efficiencies.
At Oyster Consulting, Edward leads key initiatives that focus on the development and implementation of innovative tools designed to automate and enhance crucial compliance functions. His commitment to leveraging technology in risk assessment and management allows clients to gain deeper insights into their operations, ultimately fostering a culture of proactive compliance. Edward's hands-on approach to consulting and outsourcing empowers financial institutions to effectively manage risk while maintaining the highest standards of regulatory compliance.
Under his leadership, Oyster Consulting has successfully executed numerous projects that have transformed clients' compliance frameworks, enabling them to adapt to the ever-evolving regulatory environment. Edward’s collaborative style and deep understanding of the financial services industry make him a trusted advisor to clients seeking to navigate the challenges of regulatory compliance and risk management. His dedication to excellence and innovation positions Oyster Consulting as a leader in providing comprehensive solutions tailored to the unique needs of each client.