Edward Wegener
EW

Edward Wegener

Linkedin Profile
Managing Director and Head of Governance, Risk and Compliance Practice at Oyster Consulting, LLC | Greater Chicago Area
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About Edward Wegener

  • As the Managing Director and Head of Governance, Risk, and Compliance Practice at Oyster Consulting, LLC, Edward Wegener plays a pivotal role in shaping the compliance landscape for financial services firms. With over 22 years of extensive experience in regulatory risk management and compliance leadership,...
    As the Managing Director and Head of Governance, Risk, and Compliance Practice at Oyster Consulting, LLC, Edward Wegener plays a pivotal role in shaping the compliance landscape for financial services firms. With over 22 years of extensive experience in regulatory risk management and compliance leadership, Edward is adept at navigating the complexities of the financial industry, particularly in areas such as securities regulation, anti-money laundering, and fraud investigations. His expertise is instrumental in guiding broker/dealers, registered investment advisors, and investment funds through the intricate web of regulatory requirements, ensuring they not only meet compliance standards but also optimize their operational efficiencies. At Oyster Consulting, Edward leads key initiatives that focus on the development and implementation of innovative tools designed to automate and enhance crucial compliance functions. His commitment to leveraging technology in risk assessment and management allows clients to gain deeper insights into their operations, ultimately fostering a culture of proactive compliance. Edward's hands-on approach to consulting and outsourcing empowers financial institutions to effectively manage risk while maintaining the highest standards of regulatory compliance. Under his leadership, Oyster Consulting has successfully executed numerous projects that have transformed clients' compliance frameworks, enabling them to adapt to the ever-evolving regulatory environment. Edward’s collaborative style and deep understanding of the financial services industry make him a trusted advisor to clients seeking to navigate the challenges of regulatory compliance and risk management. His dedication to excellence and innovation positions Oyster Consulting as a leader in providing comprehensive solutions tailored to the unique needs of each client.
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  • Edward Wegener Work

    • Managing Director and Head of Governance, Risk and Compliance Practice at Oyster Consulting, LLC in July 2020 to Present
    • Senior Vice President and Midwest Regional Director at FINRA in July 2014 to January 2020
    • Vice President and Deputy District Director Chicago at FINRA in February 2013 to July 2014
  • Edward Wegener Skills

    • SecuritiesMutual FundsFINRA
      Securities RegulationRegulatory ComplianceAnti Money LaunderingFraud InvestigationsRisk AssessmentRisk ManagementAsset ManagementCybersecurityStrategic PlanningFinancial ServicesInvestmentsEquitiesAMLFixed IncomeInternal ControlsFinancial MarketsFraudAccountingFinancial AccountingFinanceTeam Building and LeadershipStrategic LeadershipSolution FocusedBusiness InnovationSeries 24Financial RegulationSECCAMSSeries 7Digital AssetsFinancial Crimes Investigationsfinancial crimesPolicies & ProceduresRegulationBest InterestData AnalysisRegTechCryptocurrencyKYCTrainingAuditingStrategic ThinkingLeadershipManagementInvestment AdvisoryBank Secrecy ActUSA PATRIOT Act

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  • About Edward Wegener's Current Company

  • Frequently Asked Questions about Edward Wegener

    • What is Edward Wegener email address?
      Email Edward Wegener at e***y@gmail.com and e***r@oysterllc.com. This email is the most updated Edward Wegener email found in 2025.
    • What is Edward Wegener phone number?
      Edward Wegener phone number is +13125052106 and +13312566119.
    • How to contact Edward Wegener?
      To contact Edward Wegener send an email to e***y@gmail.com or e***r@oysterllc.com. If you want to call Edward Wegener try calling on +13125052106 and +13312566119.
    • What is Edward Wegener net worth?
      Edward Wegener has an estimated net worth of $375,000 to $499,999
    • What company does Edward Wegener work for?
      Edward Wegener works for Oyster Consulting, LLC
    • What is Edward Wegener's role at Oyster Consulting, LLC?
      Edward Wegener is Managing Director and Head of Governance, Risk and Compliance Practice
    • What industry does Edward Wegener work in?
      Edward Wegener works in the Financial Services industry.

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