Deborah Denise D. is a seasoned professional in the realm of Anti-Money Laundering (AML) and regulatory compliance, currently serving as a Senior AML Investigator at Robinhood. With over 15 years of extensive experience across various financial services sectors—including commercial, investment, correspondent, and retail banking—Deborah has...
Deborah Denise D. is a seasoned professional in the realm of Anti-Money Laundering (AML) and regulatory compliance, currently serving as a Senior AML Investigator at Robinhood. With over 15 years of extensive experience across various financial services sectors—including commercial, investment, correspondent, and retail banking—Deborah has honed her expertise in investigations, remediation, and risk mitigation. Her role at Robinhood places her at the forefront of fintech investigations, where she employs advanced analytics and forensic research to identify and mitigate potential risks associated with securities trading and cryptocurrency transactions.
In her current position, Deborah is instrumental in overseeing transaction monitoring processes and ensuring compliance with the Bank Secrecy Act (BSA) and Office of Foreign Assets Control (OFAC) requirements. Her proficiency in writing Suspicious Activity Reports (SARs) is complemented by her ability to conduct thorough risk analyses and implement quality assurance measures that enhance the organization’s business risk controls. Deborah's commitment to policy improvements and statutory compliance is evident in her collaborative efforts with cross-functional teams to develop robust surveillance frameworks that effectively address emerging threats in the rapidly evolving fintech landscape.
Her skill set encompasses a blend of investigation, data analysis, and internal audit capabilities, making her a pivotal figure in Robinhood's mission to uphold the highest standards of compliance and integrity in financial transactions. As the fintech industry continues to grow, Deborah Denise D. remains dedicated to leveraging her extensive knowledge and experience to safeguard the organization against financial crimes while fostering a culture of compliance and ethical business practices.
