David Duarte serves as the Compliance Officer at ANS Residential Mortgage LLC, where he leverages his extensive experience in regulatory compliance to ensure that the organization adheres to a complex web of federal, state, and local regulations. With a proven track record in managing compliance...
David Duarte serves as the Compliance Officer at ANS Residential Mortgage LLC, where he leverages his extensive experience in regulatory compliance to ensure that the organization adheres to a complex web of federal, state, and local regulations. With a proven track record in managing compliance programs for various mortgage lenders and an international financial institution, David is adept at navigating the intricacies of mortgage licensing, BSA/AML compliance management, and regulatory examination oversight. His role involves a comprehensive review of mortgage processes, documents, and procedures, ensuring that they align with industry standards and regulatory requirements.
One of David's key projects at ANS Residential Mortgage LLC has been the development and implementation of robust compliance policies and procedures. By staying ahead of regulatory changes, he ensures that the organization remains compliant while also fostering a culture of integrity and accountability. His expertise in quality control reviews and business continuity planning is instrumental in mitigating risks and enhancing operational resilience.
In addition to his compliance responsibilities, David provides critical support for NMLS licensing, ensuring that all necessary licenses are obtained and maintained. His skills in financial risk management, portfolio management, and asset management further bolster ANS's commitment to ethical practices and sound business strategy. With a keen eye for detail and a proactive approach to compliance, David Duarte is a vital asset to ANS Residential Mortgage LLC, driving the organization toward sustained regulatory excellence and operational success.
