Anthony Bria serves as the President of Financial Risk and Compliance at AJB Financial Consulting Services, where he leverages over 25 years of extensive experience in Governance, Risk, and Compliance (GRC) to deliver innovative solutions tailored to the financial services sector. His profound expertise encompasses...
Anthony Bria serves as the President of Financial Risk and Compliance at AJB Financial Consulting Services, where he leverages over 25 years of extensive experience in Governance, Risk, and Compliance (GRC) to deliver innovative solutions tailored to the financial services sector. His profound expertise encompasses a diverse range of areas, including risk management, compliance, customer success, and data governance, making him a pivotal figure in the industry.
In his current role, Anthony is instrumental in providing comprehensive financial risk and compliance solutions, with a particular focus on Environmental, Social, and Governance (ESG) initiatives. His recent projects include conducting a thorough derivatives audit for a prominent financial institution, which involved meticulous risk assessment, review, and testing of the swaps trading desk, as well as evaluating risk controls and hedging policies. This project not only reinforced the firm's compliance framework but also enhanced its operational resilience in a rapidly evolving regulatory landscape.
Anthony's leadership in managing an Operational Risk Management program for a large global bank showcases his ability to navigate complex regulatory requirements, including Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) compliance. His strategic approach to risk intelligence and cyber security has significantly improved controls and supervision across various financial operations. With a strong foundation in portfolio management, credit derivatives, and relationship management, Anthony is adept at fostering collaboration between stakeholders to drive business development and enhance customer experience. His commitment to excellence and innovation positions AJB Financial Consulting Services as a trusted partner in navigating the intricacies of financial risk and compliance.
