Jack Knecht serves as Vice President at ING, where he plays a pivotal role in the Broker Dealer and Swap Dealer Finance sectors. With a robust background in regulatory accounting, compliance, risk management, and audits, Jack is instrumental in ensuring that INGFM adheres to the...
Jack Knecht serves as Vice President at ING, where he plays a pivotal role in the Broker Dealer and Swap Dealer Finance sectors. With a robust background in regulatory accounting, compliance, risk management, and audits, Jack is instrumental in ensuring that INGFM adheres to the stringent requirements set forth by regulatory bodies such as the SEC and FINRA. His expertise encompasses a wide array of regulations, including Reserve, Net Capital, Credit and Market Risk, Securities Trading, and Market Access, making him a vital asset in navigating the complexities of the financial landscape.
In his current role, Jack is responsible for the meticulous preparation and analytical review of INGFM’s regulatory filings and US GAAP financial statements. His duties include the preparation and booking of month-end general ledger closing entries, ensuring accuracy and compliance in financial reporting. Jack also manages the monthly FINRA FOCUS report filing, a critical task that requires a keen understanding of financial metrics and regulatory standards. His leadership and analytical skills are further demonstrated in his oversight of the preparation and review of monthly financial reports, where he ensures that all data is not only accurate but also reflective of the firm’s financial health.
Jack’s proficiency in financial software such as SAP, combined with his strong research capabilities and customer service orientation, allows him to effectively collaborate with cross-functional teams. His commitment to excellence in regulatory compliance and risk assessment positions him as a trusted leader within ING, driving initiatives that enhance operational efficiency and uphold the integrity of financial practices. As the financial industry continues to evolve, Jack remains at the forefront, leveraging his skills to navigate challenges and foster a culture of compliance and accountability.
