Samuel Cheung serves as Vice President at City National Bank, where he leverages his extensive expertise in Information Technology Auditing to enhance the bank's operational integrity and compliance with regulatory standards. With a solid background in the financial services industry, Samuel is adept at conducting...
Samuel Cheung serves as Vice President at City National Bank, where he leverages his extensive expertise in Information Technology Auditing to enhance the bank's operational integrity and compliance with regulatory standards. With a solid background in the financial services industry, Samuel is adept at conducting comprehensive application technology audits that ensure the bank's systems align with critical compliance requirements, including BSA/AML Transaction Monitoring and OFAC Sanctions Screening. His role involves meticulous reviews of Financial Crimes Compliance processes, where he applies his knowledge of KYC protocols and SAR Filing to mitigate risks associated with financial crimes.
At City National Bank, Samuel is currently spearheading key projects that focus on enhancing data governance and improving the bank's internal audit framework. His proficiency in data analysis and records management enables him to identify potential vulnerabilities and recommend strategic improvements that bolster the bank's compliance posture. Samuel's commitment to regulatory adherence is further exemplified through his work on NYDFS 504 compliance initiatives, where he collaborates with cross-functional teams to ensure that the bank meets all necessary regulatory obligations.
In addition to his technical skills, Samuel excels in customer service and event planning, which allows him to effectively communicate audit findings and foster a culture of compliance within the organization. His ability to present complex information clearly through tools like PowerPoint ensures that stakeholders are well-informed and engaged in the audit process. With a strong focus on ESG reporting, Samuel is dedicated to aligning the bank's operations with sustainable practices, further demonstrating his holistic approach to IT auditing in the financial sector.
