Jimmy Kaplan is a seasoned professional in the banking and financial services industry, currently serving as the Senior Director of Investment Valuations at Empower. With over 15 years of extensive experience in Market Risk and Investment Operations, Jimmy has honed his expertise in investment security...
Jimmy Kaplan is a seasoned professional in the banking and financial services industry, currently serving as the Senior Director of Investment Valuations at Empower. With over 15 years of extensive experience in Market Risk and Investment Operations, Jimmy has honed his expertise in investment security pricing and daily mark-to-market valuation for a diverse range of financial products, including 40 Act Funds, Collective Investment Trusts (CITs), Separate Accounts, General Accounts, and Separately Managed Accounts (SMAs). His role is pivotal in ensuring that the firm's investment portfolios are accurately valued, which is critical for effective risk management and compliance with regulatory standards.
In addition to overseeing investment security pricing, Jimmy is responsible for managing the Liquidity Rule (Rule 22e-4), which requires a comprehensive understanding of liquidity risk and its implications for investment strategies. His adept management of vendor relationships with key industry players such as ICE, Pricing Direct, Refinitiv, and Bloomberg ensures that Empower has access to high-quality pricing and investment data, enabling informed decision-making and strategic planning.
Jimmy's skill set encompasses a wide array of financial disciplines, including financial analysis, collateral management, and credit analysis, with a particular focus on interest rate derivatives and mortgage-backed securities (MBS). His ability to navigate complex financial landscapes, coupled with his commitment to ethical practices, positions him as a valuable asset to Empower. As a results-driven leader, Jimmy fosters collaboration within his team while also excelling in independent work, making him a key contributor to the successful execution of the company’s projects and objectives.
