Michele Miley serves as the Lead Compliance Officer at Wells Fargo, where she plays a pivotal role in the Regulatory Change & Inventory Management compliance team. With a robust background in financial services, Michele leverages her extensive expertise in trading, compliance, and audit to ensure...
Michele Miley serves as the Lead Compliance Officer at Wells Fargo, where she plays a pivotal role in the Regulatory Change & Inventory Management compliance team. With a robust background in financial services, Michele leverages her extensive expertise in trading, compliance, and audit to ensure that the organization adheres to the ever-evolving regulatory landscape. Her leadership skills are instrumental in guiding her team through complex compliance challenges, fostering a culture of risk management and ethical practices across the organization.
In her current role, Michele is responsible for overseeing the implementation of regulatory changes and managing compliance inventory, ensuring that all policies and procedures align with federal and state regulations. Her proactive approach to regulatory compliance not only mitigates risk but also enhances operational efficiency. Michele's ability to build strong relationships across various teams is a key asset, facilitating effective communication and collaboration that drives compliance initiatives forward.
Michele's qualifications, including her MBA and a suite of licenses—Series 7, 9/10, 24, and 63/66—underscore her deep understanding of the financial services industry. She is adept at navigating the complexities of compliance and audit processes, making her a valuable resource for both her team and the broader organization. As she continues to lead and innovate within her role, Michele remains committed to fostering a compliant and ethical environment that supports Wells Fargo's mission and strategic objectives.